GlossaryofSecurities&Investment-A(1)證券投資詞匯表AdvertisingGuidelinesforCollectiveInvestmentSchemesAdvertisingGuidelinesforPooledRetirementFundsAdvisoryCommittee【SFC】AdvisorySpecialistGroupaffiliate;affiliatedcompanyftermarket/aftermarketafter-hoursdealingafter-taxprofitsafter-taxrealrateofreturnafternoonsessionagencyaccountAgencyShareTransferSystem【MainlandChina】agencytradeagentaggregateauctionaggregatemarketvalueaginganalysisofaccountsAllOrdinariesIndex(AOI)allotmentall-or-noneorderallotteeallowance【accounting】allowanceforbadanddoubtfuldebtsalphacoefficientalternatealternativeinvestmentAlternativeInvestmentMarket(AIM)【UK】amalgamationAmendedandRestatedAddendumtoMemorandumofUnderstandingGoverningListingMattersAmericanChamberofCommerce(AMCHAM)Americandepositoryreceipt(ADR)AmericanStockExchange(AMEX)AmericanstyleoptionamortisationAMSorderbookAMSSecondTerminalannualaccountsannualgeneralmeeting(AGM)annualreportAppealsPanel【SFC】appetiteforriskAppliedResearchFundappreciationappropriationapprovedborrowerapproveddepositfundapprovedlendingagentapprovedredeemablesharearbitragearithmeticaverage;arithmeticmean【statistics】arm'slengthtransactionarrearsarticlesofassociationASEANFreeTradeArea(AFTA)ASEANRegionalForumAsiaPacificEconomicCooperation(APEC)《集合投資計(jì)劃的廣告宣傳指引》《集資退休基金的廣告宣傳指引》諮詢(xún)委員會(huì)【證監(jiān)會(huì)】專(zhuān)家諮詢(xún)小組聯(lián)屬公司二級(jí)市場(chǎng)收市后交易稅后盈利；稅后利潤(rùn)；稅后溢利稅后實(shí)際回報(bào)率午市代理戶(hù)口；代客買(mǎi)賣(mài)戶(hù)口代辦股份轉(zhuǎn)讓系統(tǒng)【中國(guó)內(nèi)地】經(jīng)紀(jì)交易；代客買(mǎi)賣(mài)代理人集合競(jìng)價(jià)總市值賬齡分析所有普通股指數(shù)全部完成或放棄買(mǎi)賣(mài)盤(pán)配發(fā)；股份配發(fā)獲配發(fā)人備抵【會(huì)計(jì)】壞賬及呆賬備抵alpha系數(shù)替任人另類(lèi)投資另項(xiàng)投資市場(chǎng)【英國(guó)】合并上市事宜諒解備忘錄補(bǔ)篇(重訂版)

美國(guó)商會(huì)美國(guó)預(yù)托證券美國(guó)證券交易所美式期權(quán)攤銷(xiāo)自動(dòng)對(duì)盤(pán)系統(tǒng)未完成買(mǎi)賣(mài)盤(pán)紀(jì)錄自動(dòng)對(duì)盤(pán)系統(tǒng)第二終端機(jī)年度賬目股東周年大會(huì)年報(bào)上訴委員會(huì)【證監(jiān)會(huì)】風(fēng)險(xiǎn)容量應(yīng)用研究基金增值撥款核準(zhǔn)借入人認(rèn)可存款基金核準(zhǔn)借出代理人核準(zhǔn)可贖回股份套戥；套匯；套利算術(shù)平均數(shù)【統(tǒng)計(jì)】公正交易積欠款項(xiàng)；欠款組織章程；組織細(xì)則東盟自由貿(mào)易區(qū)東盟地區(qū)論壇亞太經(jīng)濟(jì)合作組織GlossaryofSecurities&Investment-A(2)證券投資詞匯表Asia-PacificCentralSecuritiesDepositoryGroup(ACG)AsiaPacificLoanMarketAssociationAsiaPacificRegionalCommittee(APRC)ofIOSCOAsianDevelopmentBank(ADB)AsiandollarbondAsiandollarmarketAsianSecurities'AnalystsCouncil(ASAC)AsianSecuritiesAnalystsFederationaskprice;askedpriceassetassetallocationassetcoverageassetinjectionassetstripperassetstrippingassetswapasset-backedsecurities(ABS)assigneeassignmentassignment【options】assignorassistantsupervisor【GEM】associateassociate;associatecompany;associatedcompanyAssociationCambisteInternationaleassociatedpersonAssociationforInvestmentManagementandResearch(AIMR)AssociationofCharteredCertifiedAccountants,TheAssociationofInternationalAccountants,TheAssociationofNationalNumberingAgencies(ANNA)AssociationofSouth-EastAsianNations(ASEAN)AssociationofStockbrokersinHongKong(1891)at-auctionlimitorderat-auctionorderat-bestorderat-the-closeorderat-the-moneyoptionat-the-openingorderATIBatchFileTransferattributableequityinterestauctionauction【=openoutcry】auctionmarketaAuditCommittee【SFC】AuditCommitteeaudittestaudittrailauditedaccountsauditorauditors'reportausteritymeasures

AustralianStockExchange(ASX)authorisedcapitalauthorisedclerkauthorisedfundauthorisedrepresentativeauthoriseduserautomatchedstockautomatedscreentradingsystem(ASTsystem)automaticexercise【options】averagedailyturnoveraveragevalueorder亞太區(qū)中央證券存管處組織亞太貸款市場(chǎng)協(xié)會(huì)國(guó)際證監(jiān)會(huì)組織亞太區(qū)委員會(huì)亞洲開(kāi)發(fā)銀行亞洲美元債券亞洲美元市場(chǎng)亞洲證券分析員公會(huì)亞洲證券分析家協(xié)會(huì)沽盤(pán)價(jià)；賣(mài)盤(pán)價(jià)資產(chǎn)資產(chǎn)調(diào)配；資產(chǎn)調(diào)度資產(chǎn)覆蓋率；資產(chǎn)保證注入資產(chǎn)「拆骨專(zhuān)家」拆賣(mài)資產(chǎn)；資產(chǎn)拆賣(mài)資產(chǎn)調(diào)換抵押證券；有資產(chǎn)支持的債務(wù)證券受讓人；承讓人；獲分配人士轉(zhuǎn)讓指定分配【期權(quán)】轉(zhuǎn)讓人助理主管【創(chuàng)業(yè)板】聯(lián)系人士聯(lián)營(yíng)公司國(guó)際外匯同業(yè)聯(lián)會(huì)相聯(lián)人投資管理研究聯(lián)會(huì)特許公認(rèn)會(huì)計(jì)師公會(huì)國(guó)際會(huì)計(jì)師公會(huì)國(guó)際編碼機(jī)構(gòu)協(xié)會(huì)東南亞國(guó)家協(xié)會(huì)（東協(xié)）香港經(jīng)紀(jì)協(xié)會(huì)（1891年）競(jìng)價(jià)限價(jià)盤(pán)競(jìng)價(jià)盤(pán)最佳價(jià)格盤(pán)收市盤(pán)；尾盤(pán)平價(jià)期權(quán)；等價(jià)期權(quán)開(kāi)市盤(pán)；頭盤(pán)戶(hù)口轉(zhuǎn)移指示整批檔案?jìng)魉蛻?yīng)占股權(quán)競(jìng)價(jià)投標(biāo)口頭競(jìng)價(jià)【=公開(kāi)喊價(jià)】競(jìng)價(jià)市場(chǎng)核數(shù)委員會(huì)【證監(jiān)會(huì)】審核委員會(huì)稽核測(cè)試審核線索；覆核/追查根據(jù)經(jīng)審核賬目核數(shù)師；審計(jì)師*核數(shù)師報(bào)告緊縮措施澳洲證券交易所法定股本出市員；出市代表認(rèn)可基金授權(quán)代表認(rèn)可用戶(hù)自動(dòng)配對(duì)股份自動(dòng)熒幕交易系統(tǒng)自動(dòng)行使【期權(quán)】平均每日成交額平均價(jià)盤(pán)GlossaryofSecurities&Investment-B(1)證券投資詞匯表B/Cdate(bookclosedate)BearELI(BearEquityLinkedInstrument)backdoorlistingbackupinteractivelinebaddebtbaitorderbalancebalanceofpaymentsbalancesheetbalancesheetdatebalancesheetequationbalancingitembankconfirmationBankforInternationalSettlements(BIS)BankofEnglandBankofJapanbankreconciliationstatementbanker'sacceptancebankingcompanybankingfacilityBankingOrdinancebannerbartertransactionbaretrusteebaseday

baselistingdocumentBaselAgreementBaselCommitteeonBankingSupervision(BaselCommittee)BaselConcordatbasispointbasketofcurrenciesbasketwarrantbatchsettlementrunBearEquityLinkedInstrument(BearELI)bearmarketbearpositionbearraidbearersecuritiesBearerTreasury【MainlandChina】belowparbelowthelinebenchmarkmortgagepoolbenchmarkyieldcurvebeneficialholderbeneficialinterestsbeneficialownerbeneficiarybenefits-in-kindbestexecutionprice截止過(guò)戶(hù)日期「看跌」股票掛鉤票據(jù)借殼上市后備聯(lián)線通訊線路壞賬餌盤(pán)結(jié)余；余額國(guó)際收支平衡；國(guó)際收支差額資產(chǎn)負(fù)債表年結(jié)日資產(chǎn)負(fù)債表編制程式平衡項(xiàng)目銀行確認(rèn)書(shū)；銀行證明文件\o""國(guó)際結(jié)算銀行英倫銀行日本（中央）銀行銀行對(duì)賬表銀行承兌匯票銀行銀行融通額；銀行融資額《銀行業(yè)條例》以物易物的虛晃交易被動(dòng)受托人基準(zhǔn)日基礎(chǔ)上市文件巴塞爾協(xié)議巴塞爾銀行監(jiān)管委員會(huì)(巴塞爾委員會(huì))巴塞爾協(xié)定點(diǎn)子；基點(diǎn)一籃子貨幣一籃子權(quán)證；一籃子備兌證多批交收處理程序「看跌」股票掛鉤票據(jù)熊市空倉(cāng)；空頭*瘋狂拋售不記名證券不記名式國(guó)庫(kù)券【中國(guó)內(nèi)地】低于面值線下項(xiàng)目按揭貸款基準(zhǔn)組合基準(zhǔn)收益率曲線實(shí)益持有人實(shí)益權(quán)益實(shí)益擁有人受益人實(shí)物利益最佳成交價(jià)GlossaryofSecurities&Investment-B(2)證券投資詞匯表bestpricebetacoefficientbetatestmodebidpricebid-askedspreadbidderBigBang【UK】bilateralnettingbillofexchangebinomialoptionpricingmodelBlack-ScholesoptionpricingmodelblanketwaiverblockorderblocktradeBlockTradeFacility;BlockTradingFacility(BTF)blockingperiodbluechipboardlotboardofdirectorsboilerroombondbonusissuebonussharebookbuildingmethodbookclosedate(B/Cdate)bookclosureperiodbookentrybookrunnerbookvalueboughtdealbreadthofthemarketbreakevenpointbridgingloanBrokerActivitiesWorkingTeamBrokerParticipant【CCASSParticipants】Broker'sRepresentativesCourseBroker'sRepresentativesExaminationbrokeragebrokeragehouseBrokerSuppliedSystem(BSS)Brokers'AccountingSystemBrokers'ElectronicSupportServices(BESS)Brokers'FidelityInsuranceCommitteeBrokers'FidelityInsuranceScheme(BFI)broughtforward【accounting】browseandpickbubbleeconomybucketingBullEquityLinkedInstrument

(BullELI)bullmarketbullpositionBulletinBoardbusinessdaybusinessregistrationcertificatebutterflyspreadbuyandholdstrategybuyinbuyorderbuy-back【cfrepurchaseagreement】buy-out/buyout最佳價(jià)格「啤打」系數(shù)反饋測(cè)試模式買(mǎi)價(jià)；買(mǎi)盤(pán)價(jià)買(mǎi)賣(mài)差價(jià)買(mǎi)家金融大改革【英國(guó)】雙邊凈額結(jié)算匯票「二項(xiàng)式」期權(quán)定價(jià)模式「柏力克－舒爾斯」期權(quán)定價(jià)模式全面豁免；一般豁免大額買(mǎi)賣(mài)盤(pán)大手交易；大宗交易*；大額交易大手交易機(jī)制；大手交易設(shè)施暫停時(shí)段藍(lán)籌股手；買(mǎi)賣(mài)單位董事會(huì)鍋爐室債券派送股份；派送紅股；紅股發(fā)行紅股累計(jì)投標(biāo)制截止過(guò)戶(hù)日期停止過(guò)戶(hù)期間賬面記錄；賬面過(guò)賬配售經(jīng)辦人賬面值全數(shù)包銷(xiāo)市場(chǎng)闊度損益平衡點(diǎn)；打和點(diǎn)過(guò)渡性貸款經(jīng)紀(jì)活動(dòng)工作小組經(jīng)紀(jì)參與者【中央結(jié)算系統(tǒng)參與者】經(jīng)紀(jì)代表課程經(jīng)紀(jì)代表考試經(jīng)紀(jì)傭金經(jīng)紀(jì)行經(jīng)紀(jì)自設(shè)系統(tǒng)經(jīng)紀(jì)會(huì)計(jì)系統(tǒng)經(jīng)紀(jì)后勤辦公室支援服務(wù)經(jīng)紀(jì)忠誠(chéng)保險(xiǎn)計(jì)劃委員會(huì)經(jīng)紀(jì)忠誠(chéng)保險(xiǎn)計(jì)劃承前【會(huì)計(jì)】瀏覽及挑選泡沫經(jīng)濟(jì)對(duì)敲「看漲」股票掛鉤票據(jù)

牛市長(zhǎng)倉(cāng)；多頭*交易議價(jià)板營(yíng)業(yè)日商業(yè)登記證蝶式買(mǎi)賣(mài)囤倉(cāng)策略補(bǔ)購(gòu)買(mǎi)盤(pán)回購(gòu)收購(gòu)GlossaryofSecurities&Investment-C(1)證券投資詞匯表cabinetbidcabinettradeCadburyCommittee【UK】CadburyReport【UK】CalculatedOpeningPrice(COP)calendarspread【options】callmarketcalloptioncallpremium【bonds】callspreadderivativewarrantcallwarrantcallwritercall-overcancelledsharecandlestickchartcapitalaccountcapitaladequacycapitaladequacyratiocapitaladjustmentcapitalappreciationcapitalexpenditurecapitalformationcapitalgaincapitalgainstax(CGT)capitallosscapitalmarketcapitalpluswarrantcapitalpreservationproductCapitalProtectedInstrument(CPI)capitalreservecapitalvaluecapitalisationcapitalisationissuecapitalisationofinterestcarriedforward【accounting】carrytradecashalternativecashclientcashcommissionrebate;

cashrebatecashcompanycashflowcashflowstatementcashmarketCashMarketConsultativePanelcashmarkscashondelivery(COD)cashprepaymentservicecashpricecashsettledELIcashsettlement"CaveatEmptor"(letthebuyerbeware)微值入價(jià)；微值交易微值交易凱伯里委員會(huì)【英國(guó)】凱伯里報(bào)告書(shū)【英國(guó)】擬定開(kāi)市價(jià)格跨期買(mǎi)賣(mài)【期權(quán)】短期同業(yè)拆放市場(chǎng)認(rèn)購(gòu)期權(quán)贖回溢價(jià)【債券】跨價(jià)衍生權(quán)證認(rèn)購(gòu)權(quán)證；回購(gòu)權(quán)證認(rèn)購(gòu)期權(quán)沽出者公開(kāi)作價(jià)注銷(xiāo)股份陰陽(yáng)燭圖；燭柱圖資本賬；資本項(xiàng)目*資本充裕程度資本充裕/充足比率資本調(diào)整資本增值資本支出資本籌集；集資資本增值；資本增益資本增值稅；資本增益稅資本虧損資本市場(chǎng)資本增值權(quán)證保本產(chǎn)品保本證資本儲(chǔ)備資本值資本化；市值資本化發(fā)行；資金股本化利息資本化結(jié)轉(zhuǎn)【會(huì)計(jì)】利差交易現(xiàn)金選擇現(xiàn)金客戶(hù)現(xiàn)金回傭現(xiàn)金回扣現(xiàn)金資產(chǎn)公司現(xiàn)金流向；現(xiàn)金周轉(zhuǎn)現(xiàn)金流動(dòng)表現(xiàn)貨市場(chǎng)現(xiàn)貨市場(chǎng)諮詢(xún)小組現(xiàn)金差額繳款貨銀對(duì)付；現(xiàn)金交收款項(xiàng)預(yù)繳服務(wù)現(xiàn)貨價(jià)以現(xiàn)金折算的息股證現(xiàn)金交收「買(mǎi)者自負(fù)」原則GlossaryofSecurities&Investment-C(2)證券投資詞匯表CCASS/3CCASSDepositoryCCASSGuaranteeFundCCASSInternetSystemCCASSOperationalProceduresCCASSParticipant&DesignatedBankListCCASSPhoneSystem"ceaseanddesist"orderceiling-flooragreementcensureCentralClearingandSettlementSystem(CCASS)centralcounterparty(CCP)centraldepositoryCentralMoneymarketsUnit(CMU)【HKMA】centralnomineecentralorderbookcentraltransactionlogCentraledeLivraisondeValeursMobilieres(CEDEL)【Europe】centralisedborrowingandlendingsystemcertificateofincorporationcertificatereplacementserviceCertificateTreasury【MainlandChina】chainprincipleChamberofHongKongListedCompanieschangeofdomicilechangeofyearendchargechargingstructurecharteredfinancialanalystCharteredInstituteofCHATSPaymentInstructionChicagoBoardofTrade(CBOT)ChicagoBoardOptionsExchange(CBOE)ChicagoMercantileExchange(CME)chiefdealerChinaAssociationforthePromotionofInvestment(CAPI)ChinaBankingRegulatoryCommission(CBRC)Chinadepositoryreceipt(CDR)ChinaGovernmentSecuritiesDepositoryTrust&ClearingCo.Ltd.(CDC)ChinaInsuranceRegulatoryCommission(CIRC)ChinaInternationalEconomicandTradeArbitrationCommissionChinaSecuritiesDepositoryandClearingCompanyLimited(CSDCC)ChinaSecuritiesRegulatoryCommission(CSRC)ChinaSecuritiesRegulatoryCommissionOfficialBulletin【publication】ChinaStockMarketsWebChineseAssociationofSecuritiesInvestmentFunds,The(CASIF)ChineseGoldandSilverExchangeSociety,TheChineseInstituteofChineseNewsSystemChineseWall新一代中央結(jié)算系統(tǒng)中央結(jié)算系統(tǒng)證券存管處中央結(jié)算系統(tǒng)保證基金中央結(jié)算系統(tǒng)互聯(lián)網(wǎng)系統(tǒng)《中央結(jié)算系統(tǒng)運(yùn)作程序規(guī)則》《中央結(jié)算系統(tǒng)參與者及指定銀行名錄》「結(jié)算通」電話系統(tǒng)「終止及停止」令上下限協(xié)議譴責(zé)；指責(zé)中央結(jié)算及交收系統(tǒng)（中央結(jié)算系統(tǒng)）中央結(jié)算對(duì)手中央存管處債務(wù)工具中央結(jié)算系統(tǒng)【金管局】中央代理人中央買(mǎi)賣(mài)盤(pán)紀(jì)錄中央交易紀(jì)錄中央證券交收系統(tǒng)【歐洲】

中央股份借貸系統(tǒng)公司注冊(cè)證書(shū)補(bǔ)發(fā)證書(shū)服務(wù)憑證式國(guó)庫(kù)券【中國(guó)內(nèi)地】連鎖關(guān)系原則香港上市公司商會(huì)遷冊(cè)更改財(cái)政年度結(jié)算日期抵押；押記；收費(fèi)收費(fèi)結(jié)構(gòu)特許財(cái)務(wù)分析員特許管理會(huì)計(jì)師公會(huì)票據(jù)交換所自動(dòng)轉(zhuǎn)賬系統(tǒng)付款指示芝加哥\o"期貨"期貨交易所芝加哥期權(quán)交易所芝加哥商品交易所首席交易員中國(guó)投資發(fā)展促進(jìn)會(huì)

中國(guó)銀行業(yè)監(jiān)督管理委員會(huì)（中國(guó)銀監(jiān)會(huì)）中國(guó)預(yù)托證券；中國(guó)存托憑證*中央國(guó)債登記結(jié)算有限責(zé)任公司(中央國(guó)債登記結(jié)算公司)中國(guó)保險(xiǎn)監(jiān)督管理委員會(huì)（中國(guó)保監(jiān)會(huì)）中國(guó)國(guó)際經(jīng)濟(jì)貿(mào)易仲裁委員會(huì)

中國(guó)證券登記結(jié)算有限責(zé)任公司

中國(guó)證券監(jiān)督管理委員會(huì)（中國(guó)證監(jiān)會(huì)）《中國(guó)證券監(jiān)督管理委員會(huì)公告》【刊物】

中國(guó)證券市場(chǎng)網(wǎng)頁(yè)中國(guó)證券業(yè)協(xié)會(huì)基金公會(huì)

金銀業(yè)貿(mào)易場(chǎng)中國(guó)注冊(cè)會(huì)計(jì)師協(xié)會(huì)

中文資訊系統(tǒng)職能劃分制度；職能分管制度GlossaryofSecurities&Investment-C(3)證券投資詞匯表churningcircuitbreakercircuitfeeCircularonProvisionofFinancialInformationontheInternet-LicensingRequirements【SFC】claimnoticeclassactionshareholderlawsuitclawbackmechanismClearTalk【publication】clearingClearingAgencyParticipant【CCASSParticipants】

clearingagreementClearingConsultativePanelclearinghouseClearingHouseAutomatedTransferSystem(CHATS)ClearingHouseElectronicSubregisterSystem(CHESS)【Australia】ClearingParticipant【optionstrading】clearingpriceclientaccountClientIdentityRule【SFC】clientmarginclientserverarchitectureclient'sagreementcloseoutclosed-endfundCloserEconomicPartnershipArrangement(CEPA)closingbuy【options】closingcontractclosingpriceclosingsale【options】closingstockclosingtransactionclosureofbooks;closureofregisterclusterserverCoalitiononServiceIndustry【HongKongGeneralChamberofCommerce】CodeofBankingPractice【HKMA】CodeofBestPracticeCodeofConductCodeofConductforPersonsLicensedbyorRegisteredwiththeSecuritiesandFuturesCommissionCodeofConductforShareRegistrars【SFC】CodeofConductforSponsorsandIndependentFinancialAdvisersCodeofConductRegulationsCodeonInvestment-linkedAssuranceSchemesCodeonPooledRetirementFundsCodeonRealEstateInvestmentTrustsCodeonShareRepurchases

CodeonTakeoversandMergersCodeonUnitTrustsandMutualFundscoldshoulderordercollateral頻密交易跌停板措施；自動(dòng)暫緩交易機(jī)制線路費(fèi)有關(guān)在互聯(lián)網(wǎng)上提供財(cái)經(jīng)資訊的通告-發(fā)牌規(guī)定【證監(jiān)會(huì)】索償通知股東集體訴訟回補(bǔ)機(jī)制《結(jié)算縱橫》【刊物】結(jié)算；清算*結(jié)算機(jī)構(gòu)參與者【中央結(jié)算系統(tǒng)參與者】結(jié)算協(xié)議書(shū)結(jié)算諮詢(xún)小組結(jié)算所票據(jù)交換所自動(dòng)轉(zhuǎn)賬系統(tǒng)結(jié)算所電子附屬登記系統(tǒng)【澳洲】

結(jié)算參與者【期權(quán)買(mǎi)賣(mài)】結(jié)算價(jià)；清算價(jià)客戶(hù)戶(hù)口客戶(hù)身分規(guī)則【證監(jiān)會(huì)】客戶(hù)按金客戶(hù)伺服器結(jié)構(gòu)客戶(hù)協(xié)議書(shū)；客戶(hù)合約平倉(cāng)；結(jié)清閉端式基金更緊密經(jīng)貿(mào)關(guān)系安排平買(mǎi)入倉(cāng)【期權(quán)】平倉(cāng)合約收市價(jià)；收盤(pán)價(jià)平賣(mài)出倉(cāng)【期權(quán)】期末存貨平倉(cāng)交易暫停辦理過(guò)戶(hù)登記手續(xù)群集式伺服器服務(wù)業(yè)聯(lián)會(huì)【香港總商會(huì)】

《銀行營(yíng)運(yùn)守則》【金管局】《最佳應(yīng)用守則》《操守準(zhǔn)則》《證券及\o"期貨"期貨事務(wù)監(jiān)察委員會(huì)持牌人或注冊(cè)人操守準(zhǔn)則》《股份登記機(jī)構(gòu)操守準(zhǔn)則》【證監(jiān)會(huì)】《保薦人及獨(dú)立財(cái)務(wù)顧問(wèn)的操守準(zhǔn)則》

《專(zhuān)業(yè)操守規(guī)例》《與投資有關(guān)的人壽保險(xiǎn)計(jì)劃守則》《集資退休基金守則》《房地產(chǎn)投資信托基金守則》《公司購(gòu)回本身股份守則》（《股份購(gòu)回守則》）《公司收購(gòu)及合并守則》《單位信托及互惠基金守則》冷淡對(duì)待令抵押品；擔(dān)保物GlossaryofSecurities&Investment-C(4)證券投資詞匯表collateraleligibilityCollateralisedBondObligation(CBO)CollateralisedLoanObligation(CLO)collateralisedwarrantcollectiveinvestmentfundcollectiveinvestmentscheme(CIS)CollectorofStampRevenueco-managercombinationordercombinednettangibleassetscomboordercomfortletter

commercialpapercommissionrebateCommissionerofInsuranceCommitteeofPaymentSystem【HKMA】CommitteeonUnitTrusts【SFC】commoditiesdealerCommoditiesTradingOrdinanceCommodityExchanges(Prohibition)OrdinanceCommodityFuturesTradingCommission(CFTC)【US】CommonCollateralManagementSystemcommonnominee"commonnominee"sharecertificateCommonRiskManagementSystemcommunicationstatusmessagelineCompanies(Amendment)Bill2003Companies(SummaryFinancialReportsofListedCompanies)RegulationCompaniesRegistryCompanyBulletinBoard【UK】CompensationCommitteeCompensationFundReserveAccountcomplianceofficer【GEM】compositeordercompositeriskcompositetablecompositetradesComptrolleroftheCurrency【US】compulsorybuy-inCompulsoryStockBorrowingandLendingServiceinCCASSComputershareHongKongInvestorServicesLimited(CHIS)concentratedpositionconcentrationriskconcentrationriskadjustmentconceptstockconditionalagreementconditionalcashofferConferenceofCentralSecuritiesDepositories(CCSD)ConflictCommitteeconnectedpersonconnectedtransactionconsiderationconsiderationissueconsiderationshareconsolidatedfinancialstatementconsolidation抵押品資格債券抵押證券貸款抵押證券有抵押權(quán)證集體投資基金集體投資計(jì)劃印花稅署署長(zhǎng)聯(lián)席經(jīng)辦人綜合盤(pán)；組合盤(pán)合并有形資產(chǎn)凈值綜合盤(pán)；組合盤(pán)聯(lián)系證明書(shū)；信心保證書(shū)；資料印證工作函商業(yè)票據(jù)傭金回扣；回傭保險(xiǎn)業(yè)監(jiān)理專(zhuān)員支付系統(tǒng)小組委員會(huì)【金管局】單位信托委員會(huì)【證監(jiān)會(huì)】商品交易商《商品交易條例》《商品交易所（禁止經(jīng)營(yíng)）條例》商品\o"期貨"期貨交易委員會(huì)【美國(guó)】共同抵押品管理系統(tǒng)共用代理人「共用代理人」股票共同風(fēng)險(xiǎn)管理系統(tǒng)通訊線路現(xiàn)況顯示行《20XX年公司(修訂)條例草案》《公司(上市公司的財(cái)務(wù)摘要報(bào)告)規(guī)例》公司注冊(cè)處公司交易板【英國(guó)】賠償委員會(huì)賠償基金儲(chǔ)備賬法規(guī)主任【創(chuàng)業(yè)板】綜合盤(pán)；組合盤(pán)綜合風(fēng)險(xiǎn)綜合表綜合買(mǎi)賣(mài)美元總會(huì)計(jì)長(zhǎng)【美國(guó)】強(qiáng)制補(bǔ)購(gòu)中央結(jié)算系統(tǒng)強(qiáng)制證券借貸服務(wù)香港中央證券登記有限公司集中持倉(cāng)量集中風(fēng)險(xiǎn)集中風(fēng)險(xiǎn)調(diào)整概念股有條件協(xié)議有條件現(xiàn)金收購(gòu)；有條件現(xiàn)金要約中央證券存管處國(guó)際會(huì)議利益沖突事宜委員會(huì)關(guān)連人士關(guān)連交易代價(jià)；約價(jià)*代價(jià)發(fā)行代價(jià)股份綜合財(cái)務(wù)報(bào)表合并；整合GlossaryofSecurities&Investment-C(5)證券投資詞匯表controllingshareholderconversion【options】conversionratioconvertiblebondconvertiblenoteconvertibleredeemablenote

控股股東；控權(quán)股東變換交易【期權(quán)】換股比率可轉(zhuǎn)換債券；可換股債券可轉(zhuǎn)換票據(jù)；可換股票據(jù)可轉(zhuǎn)換可贖回票據(jù)；可換股可贖回票據(jù)

GlossaryofSecurities&Investment-C(6)證券投資詞匯表conve