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互聯(lián)網(wǎng)證券買賣協(xié)議(協(xié)議范本)InternetSecuritiesTradingAgreement(attachedtocash/MarginClient(協(xié)議范本)姓名:____________________單位:____________________日期:____________________編號:YW-HT-032767協(xié)議書|AGREEMENTIT行業(yè)合同互聯(lián)網(wǎng)證券買賣協(xié)議(協(xié)議范本)說明:以下協(xié)議書內(nèi)容主要作用是:協(xié)議有效的約定了協(xié)議雙方的權(quán)利和義務(wù),對協(xié)議的履行有積極的作用,能夠較為有效的約束違約行為,能夠最大程度的保障自己的合法權(quán)利,可用于電子存檔或打印使用(使用時(shí)請看清是否適合您使用)。本人/吾等乃貴公司證券戶口_____號(“戶口”)之戶口持有人,本人/吾等之證券客戶合約於_____簽訂。本人/吾等同意開立一個(gè)或多個(gè)證券買賣戶口,照證券客戶合約及下列條款及條件(并受其規(guī)限)運(yùn)作:1.定義及解釋1.1在本協(xié)議中,以下詞語具有下列涵義:“進(jìn)入密碼”指密碼及戶口號碼;“戶口”指本人在貴公司開立的互聯(lián)網(wǎng)買賣戶口,經(jīng)由網(wǎng)上交易服務(wù)運(yùn)作;“網(wǎng)上交易服務(wù)”指_____根據(jù)本協(xié)議提供的網(wǎng)上買賣服務(wù),包括電子買賣服務(wù),_____網(wǎng)址上的任何資料,以及其中的軟件;第2頁協(xié)議書|AGREEMENTIT行業(yè)合同“電子買賣服務(wù)”的資訊服務(wù);“指令”指以電子方式買賣證券的買賣指令或其他處理指令;“互聯(lián)網(wǎng)買賣政策”“密碼”指本人/吾等與帳號一并使用的個(gè)人密碼,據(jù)之可進(jìn)入該服務(wù);“證券客戶合約”指_____公司之現(xiàn)金客戶協(xié)議書或保證金客戶協(xié)議書;“_____”指_____公司;“帳號”指客戶與密碼一并使用的個(gè)人密碼,據(jù)之可進(jìn)入電子買賣服務(wù),以及其他網(wǎng)上交易服務(wù)提供的服務(wù);1.2單數(shù)詞語包括眾數(shù)詞語,反之亦然。提到一種性別之處,包括所有性別“人士”一詞,包括商號或獨(dú)資經(jīng)營,合伙經(jīng)營,集團(tuán)及法人公司,反之亦然。2.網(wǎng)上交易服務(wù)2.1本人/吾等了解,電子買賣服務(wù)為一半自動設(shè)施,讓本人/吾等發(fā)出電子指令,并接收信息服務(wù)。2.2本人/吾等同意使用電子買賣服務(wù),必須遵照本協(xié)議條款及證券客戶合約協(xié)議條款及客戶協(xié)議書。2.3本人/吾等為戶口項(xiàng)下電子買賣服務(wù)的唯一獲授權(quán)使用者。本人/吾等需對進(jìn)入密碼的保密及使用承擔(dān)責(zé)任需就使用進(jìn)入密碼輸進(jìn)電子買賣服務(wù)的所有指令負(fù)責(zé),而貴公司,貴公司董事,士(就任何有關(guān)處理,錯誤處理或遺失任何指示)的申索承擔(dān)責(zé)任。第3頁協(xié)議書|AGREEMENTIT行業(yè)合同2.4本人/吾等承認(rèn),網(wǎng)上交易服務(wù)的所有人權(quán)益屬貴公司。本人/吾本行動則本人/吾等須即時(shí)通知貴公司。2.5本人/吾等進(jìn)一步承認(rèn)及同意,作為使用電子買賣服務(wù)發(fā)出指令的先決條件,若有下列情況,本人/吾等需即時(shí)通知貴公司:a.有關(guān)戶口的指令已經(jīng)由電子買賣服務(wù)作出,而本人/吾等未收到命令編號;b.有關(guān)戶口的指令已經(jīng)由電子買賣服務(wù)作出,而本人/吾等未收到對指令c易指示并非本人/吾等作出,或其他類似的不一致情況;d.本人/吾等知悉戶口號碼或密碼的任何未經(jīng)授權(quán)使用。2.6本人/吾等了解,貴公司擬備網(wǎng)上買賣政策,列出網(wǎng)上交易服務(wù)運(yùn)作政策及程序若本協(xié)議條款與網(wǎng)上買賣政策不一致,以本協(xié)議條款為準(zhǔn)。2.7本人/吾等承認(rèn)_____網(wǎng)址若提供報(bào)價(jià)服務(wù),乃由貴公司不時(shí)指定的第三方提供者提供賠償或申索貴公司概毋須承擔(dān)責(zé)任。第4頁協(xié)議書|AGREEMENTIT行業(yè)合同2.8本人/吾等了解,就提供資訊而言,電子買賣服務(wù)只提供由第三方刊發(fā)的證券資料券或投資的實(shí)時(shí)市場報(bào)價(jià)沒有獨(dú)立基準(zhǔn)可茲證實(shí)(否定)所提供資料的準(zhǔn)確及完整性。本人/吾等了解,不應(yīng)從所提供的任何證券或投資資料而推斷貴公司作出任何推薦或認(rèn)可。2.9本人/吾等了解,在電子買賣服務(wù)中提供的資料,以“現(xiàn)狀”及“可提供”基準(zhǔn)提供,貴公司并不保證該等資料的時(shí)候,順序,準(zhǔn)確性,足夠性或完整性一用途的適合性而作出的保證)。210本人/吾等接受經(jīng)由互聯(lián)網(wǎng)或其他電子方法或設(shè)施接受或取得服務(wù)以及經(jīng)由互聯(lián)網(wǎng)或其他電子設(shè)備或設(shè)施溝通或進(jìn)行交易所帶來的風(fēng)險(xiǎn)。3.戶口3.1本人/吾等承認(rèn),本人/吾等只可經(jīng)由互聯(lián)網(wǎng)進(jìn)入戶口,本人/吾試使用其他方法與貴公司溝通,并把所遇困難知會貴公司。3.2開戶口時(shí),本人/吾等需在戶口申請表上寫明本人/吾等就使用該服務(wù)而存入首筆按金的款額或以電傳存入貴公司的辦事處或銀行戶口本人/吾等承認(rèn)貴公司收到戶口申請表上所載有效款項(xiàng)後,方會把進(jìn)入密碼通知本人/吾等。4.指令——經(jīng)網(wǎng)上交易服務(wù)買賣4.1如因故障,通訊設(shè)施傳送失敗,或通訊媒體不可靠或并非貴公司所第5頁協(xié)議書|AGREEMENTIT行業(yè)合同毋須承擔(dān)責(zé)任。4.2本人/吾等了解,向傳播市場資料的各方提供市場資料的每一參與任何。本提供該等資料。4.3本人/吾等承認(rèn),因無法預(yù)料的通訊擠塞及其他原因,互聯(lián)網(wǎng)是存本人/吾等承認(rèn),誤及/或執(zhí)行指令的價(jià)格與發(fā)出指令時(shí)的價(jià)格不同本人/吾等進(jìn)一步承認(rèn)及同本人/吾等承認(rèn)及同意,指令一經(jīng)發(fā)出,通常不可取消。5.境外指令本人同意支付該等適用稅費(fèi)港以外地區(qū)發(fā)出指令而發(fā)生的任何損害,損失,費(fèi)用,法律程序,要求或申索。第6頁協(xié)議書|AGREEMENTIT行業(yè)合同6.風(fēng)險(xiǎn)披露聲明或其他電子設(shè)施的進(jìn)入可能會受到限制甚至無法進(jìn)入通過互聯(lián)網(wǎng)或其他電子設(shè)施進(jìn)行的交易可能會因不可預(yù)測的流量堵塞和其他貴公司無法控制的原因而受靠的通訊媒介指令發(fā)出時(shí)的市場價(jià)格本人/吾等確認(rèn)并同意,交易指令一旦發(fā)出通常將不可能取消。簽署確認(rèn)議之內(nèi)容并接受其條款及條件。客戶(簽字):_____客戶主任(簽字):__________年____月____日_____年____月____日見證人(簽字):__________年____月____日附件i/weam/aretheclientholdingthesecuritiesaccount(s)withyounumbered_____(the"account")andrefertomy/ourcash/marginclient'sagreementsinrespectoftheaccountdated_____.i/weagreethattheaccountmaybetoopenoneormoresecuritiestradingaccount(s)(the"account")tobeoperatedthroughinternettradeservice,inmy/ournameoronmy/our第7頁協(xié)議書|AGREEMENTIT行業(yè)合同behalfforthepurposeofandinconnectionwiththesaleandpurchaseofsecurities,andi/weagreethattheaccountshallbeoperatedinaccordancewithandsubjecttothefollowingtermsandconditionsinadditiontothesecuritiesclient'sagreement:i/weam/aretheclientholdingthesecuritiesaccount(s)withyounumbered_____(the"account")andrefertomy/ourcash/marginclient'sagreementsinrespectoftheaccountdated_____.i/weagreethattheaccountmaybetoopenoneormoresecuritiestradingaccount(s)(the"account")tobeoperatedthroughinternettradeservice,inmy/ournameoronmy/ourbehalfforthepurposeofandinconnectionwiththesaleandpurchaseofsecurities,andi/weagreethattheaccountshallbeoperatedinaccordancewithandsubjecttothefollowingtermsandconditionsinadditiontothesecuritiesclient'sagreement:-1.definitionandconstruction1.definitionandconstruction1.1inthisagreement,thefollowingtermsshallbearthefollowingmeanings:1.1inthisagreement,thefollowingtermsshallbearthefollowingmeanings:"accesscodes"meanstogetherthepasswordandtheusername;(1)"accesscodes"meanstogetherthepasswordandtheusername;(2)"account"meansmyinternetsecuritiestradingaccountwithyou第8頁協(xié)議書|AGREEMENTIT行業(yè)合同operatedthroughtheinternettradeservice;"account"meansmyinternetsecuritiestradingaccountwithyouoperatedthroughtheinternettradeservice;"internettradeservice"meanstheon-linesecuritiestradingserviceprovidedby_____underthisagreementcomprisingtheelectronictradingervice,anyinformationcontainedin_____websiteandthesoftwarecomprisedinthem;(3)"internettradeservice"meanstheon-linesecuritiestradingserviceprovidedby_____underthisagreementcomprisingtheelectronictradingervice,anyinformationcontainedin_____websiteandthesoftwarecomprisedinthem;(4"electronictradingservice"meansthefacilitywhichenablesme/ustogiveelectronicinstructionsandtoaccesstheinformationservicesprovidedbytheinternettrade;"electronictradingservice"meansthefacilitywhichenablesme/ustogiveelectronicinstructionsandtoaccesstheinformationservicesprovidedbytheinternettrade;"instruction"meansanyinstructionforthebuyingorsellingoforotherwisedealinginanysecurities;(5)"instruction"meansanyinstructionforthebuyingorsellingoforotherwisedealinginanysecurities;(6)"internettradingpolicy"meansthepolicyrelatingtotheoperationof第9頁協(xié)議書|AGREEMENTIT行業(yè)合同theinternettradeserviceasamendedfromtimetotime;"internettradingpolicy"meansthepolicyrelatingtotheoperationoftheinternettradeserviceasamendedfromtimetotime;"password"meansmy/ourpersonalpasswordusedinconjunctionwiththeusernametogainaccesstotheservice;(7)"password"meansmy/ourpersonalpasswordusedinconjunctionwiththeusernametogainaccesstotheservice;(8"client'sagreement"means_____cashclient'sagreementormarginclient'sagreement;"client'sagreement"means_____cashclient'sagreementormarginclient'sagreement;"_____"means_____securitieslimited;(9)"_____"means_____securitieslimited;(10)"username"meanstheclient'spersonalidentificationusedinconjunctionwiththepasswordtogainaccesstotheelectronictradingserviceandotherservicesofferedbyphoenixcapital."username"meanstheclient'spersonalidentificationusedinconjunctionwiththepasswordtogainaccesstotheelectronictradingserviceandotherservicesofferedbyphoenixcapital.1.2wordsdenotingthesingularshallincludethepluralandviceversa,referencetoonegendershallincludeallgendersandwordsdenotingpersonshallincludeafirmorsoleproprietorship,partnership,syndicateand第10頁協(xié)議書|AGREEMENTIT行業(yè)合同corporationandviceversa.1.2wordsdenotingthesingularshallincludethepluralandviceversa,referencetoonegendershallincludeallgendersandwordsdenotingpersonshallincludeafirmorsoleproprietorship,partnership,ernettradeservice2.1i/weunderstandthattheelectronictradingserviceissemi-automatedfacilitywhichenablesme/ustosendelectronicinstructionsandreceiveinformationservices.2.1i/weunderstandthattheelectronictradingserviceissemi-automatedfacilitywhichenablesme/ustosendelectronicinstructionsandreceiveinformationservices.2.2i/weagreetousetheelectronictradingserviceandanyadditionalservicesofferedthroughtheinternettradeserviceonlyinaccordancewiththetermsofthisagreementinadditiontotheclient'sagreement.2.2i/weagreetousetheelectronictradingserviceandanyadditionalservicesofferedthroughtheinternettradeserviceonlyinaccordancewiththetermsofthisagreementinadditiontotheclient'sagreement.2.3i/weshallbetheonlyauthorizeduseroftheelectronictradingserviceundertheaccount.i/weunderstandandacknowledgethattheinternettradeservicereliesontheaccesscodestoauthenticateme/usasthe第11頁協(xié)議書|AGREEMENTIT行業(yè)合同authorizeduserfortheaccount.i/weshallberesponsiblefortheconfidentialityanduseoftheaccesscodes.i/weacknowledgeandagreethati/weshallbesolelyresponsibleforallinstructionsenteredthroughtheelectronictradingserviceusingtheaccesscodeandneitheryounoryourdirectors,officersoremployeesshallhaveanyliabilitytome/us,ortoanyotherpersonwhoseclaimmayarisethroughme/us,foranyclaimswithrespecttothehandling,mishandlingorlossofanyinstruction.2.3i/weshallbetheonlyauthorizeduseroftheelectronictradingserviceundertheaccount.i/weunderstandandacknowledgethattheinternettradeservicereliesontheaccesscodestoauthenticateme/usastheauthorizeduserfortheaccount.i/weshallberesponsiblefortheconfidentialityanduseoftheaccesscodes.i/weacknowledgeandagreethati/weshallbesolelyresponsibleforallinstructionsenteredthroughtheelectronictradingserviceusingtheaccesscodeandneitheryounoryourdirectors,officersoremployeesshallhaveanyliabilitytome/us,ortoanyotherpersonwhoseclaimmayarisethroughme/us,foranyclaimswithrespecttothehandling,mishandlingorlossofanyinstruction.2.4i/weacknowledgethattheinternettradeserviceisproprietarytoyou.i/wewarrantandundertakethati/weshallnot,andshallnotattemptto,tamperwith,modify,decompile,reverseengineerorotherwisealterinanyway,andshallnotattempttogainunauthorizedaccessto,anypartoftheinternettradeservice.i/weacknowledgethatyoumaytakelegalaction第12頁協(xié)議書|AGREEMENTIT行業(yè)合同againstme/us,ifi/weatanytimebreachthiswarrantyandundertakingorifyouatanytimereasonablysuspectthati/wehavebreachedthesame.i/weundertaketonotifyyouimmediatelyifi/webecomeawarethatanyoftheactionsdescribedaboveinthisparagraphisbeingperpetratedbyanyotherperson.2.4i/weacknowledgethattheinternettradeserviceisproprietarytoyou.i/wewarrantandundertakethati/weshallnot,andshallnotattemptto,tamperwith,modify,decompile,reverseengineerorotherwisealterinanyway,andshallnotattempttogainunauthorizedaccessto,anypartoftheinternettradeservice.i/weacknowledgethatyoumaytakelegalactionagainstme/us,ifi/weatanytimebreachthiswarrantyandundertakingorifyouatanytimereasonablysuspectthati/wehavebreachedthesame.i/weundertaketonotifyyouimmediatelyifi/webecomeawarethatanyoftheactionsdescribedaboveinthisparagraphisbeingperpetratedbyanyotherperson.2.5i/wefurtheracknowledgeandagreethat,asaconditionofusingtheelectronictradingservicetogiveinstructions,i/weshallimmediatelynotifyyouif:2.5i/wefurtheracknowledgeandagreethat,asaconditionofusingtheelectronictradingservicetogiveinstructions,i/weshallimmediatelynotifyyouif:(1aninstructioninrespectoftheaccounthasbeenplacedthroughthe第13頁協(xié)議書|AGREEMENTIT行業(yè)合同electronictradingserviceandi/wehavenotreceivedanordernumber;a.aninstructioninrespectoftheaccounthasbeenplacedthroughtheelectronictradingserviceandi/wehavenotreceivedanordernumber;b.aninstructioninrespectoftheaccounthasbeenplacedthroughtheelectronictradingserviceandi/wehavenotreceivedanaccurateacknowledgementoftheinstructionorofitsexecution(whetherbyhardcopy,electronicorverbalmeans);(2aninstructioninrespectoftheaccounthasbeenplacedthroughtheelectronictradingserviceandi/wehavenotreceivedanaccurateacknowledgementoftheinstructionorofitsexecution(whetherbyhardcopy,electronicorverbalmeans);(3)i/wehavereceivedacknowledgement(whetherbyhardcopy,electronicorverbalmeans)ofatransactionwhichi/wedidnotinstructoranysimilarconflict;orc.i/wehavereceivedacknowledgement(whetherbyhardcopy,electronicorverbalmeans)ofatransactionwhichi/wedidnotinstructoranysimilarconflict;ord.i/webecomeawareofanyunauthorizeduseoftheusernameorpassword.2.6i/weunderstandthatyoushallpreparetheinternettradingpolicysettingouttheoperationpolicyandproceduresoftheinternettradeserviceapplicableatanytimewhichshallbeavailableattheinternettradewebsite第14頁協(xié)議書|AGREEMENTIT行業(yè)合同thetermsofwhichshallbebindingonme/usinrespectofmy/heeventofinconsistenciesbetweenthetermsofthisagreementandtheinternettradingpolicy,thetermsofthisagreementshallprevail.(4)i/webecomeawareofanyunauthorizeduseoftheusernameorpassword.2.6i/weunderstandthatyoushallpreparetheinternettradingpolicysettingouttheoperationpolicyandproceduresoftheinternettradeserviceapplicableatanytimewhichshallbeavailableattheinternettradewebsitethetermsofwhichshallbebindingonme/usinrespectofmy/heeventofinconsistenciesbetweenthetermsofthisagreementandtheinternettradingpolicy,thetermsofthisagreementshallprevail.2.7i/weacknowledgethatthepricequotationservice,ifany,forsecurities,availableattheinternettradewebsiteisprovidedbyathirdpartyproviderappointedbyyoufromtimetotime.i/weacknowledgeandagreethatyoushallnotberesponsibletome/usforanylosses,costs,expenses,damagesorclaimswhichi/wemaysufferasaresultoforinconnectionwithanyaspectofthequoteserviceincludingmy/ourrelianceonsuchservice.2.7i/weacknowledgethatthepricequotationservice,ifany,forsecurities,availableattheinternettradewebsiteisprovidedbyathirdpartyproviderappointedbyyoufromtimetotime.i/weacknowledgeandagreethat第15頁協(xié)議書|AGREEMENTIT行業(yè)合同youshallnotberesponsibletome/usforanylosses,costs,expenses,damagesorclaimswhichi/wemaysufferasaresultoforinconnectionwithanyaspectofthequoteserviceincludingmy/ourrelianceonsuchservice.2.8i/weunderstandthattheelectronictradingservicesmayprovide,forinformationalpurposeonly,dataaboutsecuritiespublishedbythirdparties.owingtomarketvolatilityandpossibledelayinthedata-transmissionprocess,thedatamaynotbereal-timemarketquotesfortherelevantsecuritiesorinvestment.i/weunderstandthatwhilstyoubelievesuchdatatobereliable,thereisnoindependentbasisforyoutoverifyorcontradicttheaccuracyorcompletenessoftheinformationprovidedbythirdparties.i/weunderstandthatnorecommendationorendorsementfromyoushallbeinferredfromthedataprovidedwithrespecttoanysecuritiesorinvestment.2.8i/weunderstandthattheelectronictradingservicesmayprovide,forinformationalpurposeonly,dataaboutsecuritiespublishedbythirdparties.owingtomarketvolatilityandpossibledelayinthedata-transmissionprocess,thedatamaynotbereal-timemarketquotesfortherelevantsecuritiesorinvestment.i/weunderstandthatwhilstyoubelievesuchdatatobereliable,thereisnoindependentbasisforyoutoverifyorcontradicttheaccuracyorcompletenessoftheinformationprovidedbythirdparties.i/weunderstandthatnorecommendationorendorsementfromyoushallbeinferredfromthedataprovidedwithrespecttoanysecuritiesorinvestment.2.9i/weunderstandthatinformationprovidedintheelectronictrading第16頁協(xié)議書|AGREEMENTIT行業(yè)合同servicesisprovidedonan''asis",''asavailable"basisandyoudonotguaranteethetimeliness,sequence,accuracy,adequacyorcompletenessofsuchinformation.yougivenoexpressorimpliedwarranties(includingbutnotlimitedtowarrantiesofmerchantabilityorfitnessforaparticularuse)withrespecttosuchinformation.2.9i/weunderstandthatinformationprovidedintheelectronictradingservicesisprovidedonan''asis",''asavailable"basisandyoudonotguaranteethetimeliness,sequence,accuracy,adequacyorcompletenessofsuchinformation.yougivenoexpressorimpliedwarranties(includingbutnotlimitedtowarrantiesofmerchantabilityorfitnessforaparticularuse)withrespecttosuchinformation.2.10i/weaccepttherisksofreceivingorgainingaccesstoservicesthroughandcommunicatingandconductingtransactionsovertheinternetorotherelectronicmeansorfacilitiesforthepurposeoftheinternettradeservice.3.theaccount2.10i/weaccepttherisksofreceivingorgainingaccesstoservicesthroughandcommunicatingandconductingtransactionsovertheinternetorotherelectronicmeansorfacilitiesforthepurposeoftheinternettradeservice.3.theaccount3.1i/weacknowledgethati/wemayonlyaccesstheaccountthroughtheinternetandi/weagreethatshouldi/weexperienceanyproblemsinreachingyouthroughtheinternet,i/weshallattempttousealternative第17頁協(xié)議書|AGREEMENTIT行業(yè)合同methodstocommunicatewithyouandinformyouofthedifficultyi/weam/areexperiencing.3.1i/weacknowledgethati/wemayonlyaccesstheaccountthroughtheinternetandi/weagreethatshouldi/weexperienceanyproblemsinreachingyouthroughtheinternet,i/weshallattempttousealternativemethodstocommunicatewithyouandinformyouofthedifficultyi/weam/areexperiencing.3.2whenopeningtheaccount,i/weshallstateintheaccountapplicationtheamountofmy/ourinitialdepositoffundsintheaccountfortheusewiththeinternettradeservice.suchamountshallbepaidtoyourofficesorbankaccounteitherbycheque,bankersdraftortelegraphictransfer.i/weacknowledgethattheaccesscodesshallnotbenotifiedtome/usuntilclearedfundsintheamountstatedontheaccountapplicationhavebeenreceivedbyyou.4.instructions-dealingsthroughtheinternettradeservice3.2whenopeningtheaccount,i/weshallstateintheaccountapplicationtheamountofmy/ourinitialdepositoffundsintheaccountfortheusewiththeinternettradeservice.suchamountshallbepaidtoyourofficesorbankaccounteitherbycheque,bankersdraftortelegraphictransfer.i/weacknowledgethattheaccesscodesshallnotbenotifiedtome/usuntilclearedfundsintheamountstatedontheaccountapplicationhavebeenreceivedbyyou.第18頁協(xié)議書|AGREEMENTIT行業(yè)合同4.instructions-dealingsthroughtheinternettradeservice4.1youshallnotberesponsiblefordelaysinthetransmission,receiptorexecutionofinstructionsduetoeithertransmissionofcommunicationfacilities,orunreliablemediumofcommunicationortoanyothercauseorcausesbeyondyourcontroloranticipation.4.1youshallnotberesponsiblefordelaysinthetransmission,receiptorexecutionofinstructionsduetoeithertransmissionofcommunicationfacilities,orunreliablemediumofcommunicationortoanyothercauseorcausesbeyondyourcontroloranticipation.4.2i/weunderstandthateachparticipatingsecuritiesexchangeorassociationassertsaproprietaryinterestinallofthemarketdataitfurnishestothepartieswhodisseminatesuchdata.i/wealsounderstandthatnopartyguaranteesthetimeliness,sequence,accuracyorcompletenessofmarketdataoranyothermarketinformation.neitheryounoranydisseminatingpartyshallbeliableinanywayforanylossordamagearisingfromorcausedbyanyinaccuracy,errorordelayinoromissionfromanysuchdata,informationormessage,orthetransmissionordeliveryofthesame,non-performanceorinterruptionofanysuchdata,messageorinformationduetoanynegligentactofyouoranydisseminatingparty,ortoanyforcemajeureevent,oranyothercausebeyondyourcontrolorthereasonablecontrolofanydisseminatingparty.i/weshallusestockquotationformy/ourindividualuseonlyandshallnotfurnishsuchdatatoanyother第19頁協(xié)議書|AGREEMENTIT行業(yè)合同personorentityforanyreason.4.2i/weunderstandthateachparticipatingsecuritiesexchangeorassociationassertsaproprietaryinterestinallofthemarketdataitfurnishestothepartieswhodisseminatesuchdata.i/wealsounderstandthatnopartyguaranteesthetimeliness,sequence,accuracyorcompletenessofmarketdataoranyothermarketinformation.neitheryounoranydisseminatingpartyshallbeliableinanywayforanylossordamagearisingfromorcausedbyanyinaccuracy,errorordelayinoromissionfromanysuchdata,informationormessage,orthetransmissionordeliveryofthesame,non-performanceorinterruptionofanysuchdata,messageorinformationduetoanynegligentactofyouoranydisseminatingparty,ortoanyforcemajeureevent,oranyothercausebeyondyourcontrolorthereasonablecontrolofanydisseminatingparty.i/weshallusestockquotationformy/ourindividualuseonlyandshallnotfurnishsuchdatatoanyotherpersonorentityforanyreason.4.3i/weacknowledgethattheinternetis,duetounpredictabletrafficcongestionandotherreasons,aninherentlyunreliablemediumofcommunicationandthatsuchunreliabilityisbeyondyourcontrol.i/weacknowledgethat,asaresultofsuchunreliability,theremaybedelaysinthetransmissionandreceiptofinstructionsandotherinformationandthatthismayresultindelaysintheexecutionofinstructionsand/ortheexecutionofinstructionsatpricesdifferentfromthoseprevailingatthetimetheinstructions第20頁協(xié)議書|AGREEMENTIT行業(yè)合同weregiven.i/wefurtheracknowledgeandagreethattherearerisksofmisunderstandingorerrorsinanycommunicationandthatsuchrisksshallbeabsolutelybornebyme/us.i/weacknowledgeandagreethatinstructionmaynotbecancelledafterithasbeengiven.5.instructionsoutsidehongkong4.3i/weacknowledgethattheinternetis,duetounpredictabletrafficcongestionandotherreasons,aninherentlyunreliablemediumofcommunicationandthatsuchunreliabilityisbeyondyourcontrol.i/weacknowledgethat,asaresultofsuchunreliability,theremaybedelaysinthetransmissionandreceiptofinstructionsandotherinformationandthatthismayresultindelaysintheexecutionofinstructionsand/ortheexecutionofinstructionsatpricesdifferentfromthoseprevailingatthetimetheinstructionsweregiven.i/wefurtheracknowledgeandagreethattherearerisksofmisunderstandingorerrorsinanycommunicationandthatsuchrisksshallbeabsolutelybornebyme/us.i/weacknowledgeandagreethatinstructionmaynotbecancelledafterithasbeengiven.5.instructionsoutsidehongkongifi/wegiveanyinstructiontoyououtsidehongkong,i/weagreetoensureandrepresentthatsuchinstructionwillhavebeengivenincompliancewithanyapplicablelawoftherelevantjurisdictionfromwhichmyinstructionisgiven,andi/wefurtheragreethati/weshall,whenindoubt,consultlegaladvisersandotherprofessionalsoftherelevantjurisdiction.i/weaccept第21頁協(xié)議書|AGREEMENTIT行業(yè)合同thattheremaybetaxesorchargespayabletorelevantauthoritiesinrespecttoanyinstructiongivenoutsidehongkong,andi/weagreetopaysuchtaxesorchargesaspossible.6.riskdisclosurestatementifi/wegiveanyinstructiontoyououtsidehongkong,i/weagreetoensureandrepresentthatsuchinstructionwillhavebeengivenincompliancewithanyapplicablelawoftherelevantjurisdictionfromwhichmyinstructionisgiven,andi/wefurtheragreethati/weshall,whenindoubt,consultlegaladvisersandotherprofessionalsoftherelevantjurisdiction.i/weacceptthattheremaybetaxesorchargespayabletorelevantauthoritiesinrespecttoanyinstructiongivenoutsidehongkong,andi/weagreetopaysuchtaxesorchargesaspossible.6.riskdisclosurestatementriskofelectronictrading.accesstotheinternetorotherelectronicdevicesmaybelimitedorunavailableduringperiodsofpeakdemand,marketvolatility,systemsupgradesormaintenanceorforotherreasons.transactionsconductedthroughtheinternetorotherelectronicdevicesmaybesubjecttointerruption,transmissionblackout,anddelayedtransmissiondue

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