上汽乘用車公司潛在供應商評審表上汽乘用車公司潛在供應商評審表上汽乘用車公司潛在供應商評審表上汽乘用車公司潛在供應商評審表編制僅供參考審核批準生效日期地址：電話：傳真:郵編:PotentialSupplierAssessment潛在供應商評審表BBWBSUPPLIERDATA供應商資料ASSESSMENTDATA評審資料Name名稱:AssessmentDate評審日期:Address地址:Assessedby評審人:Commodity：零件類別FORMCHECKBOXChem化工類FORMCHECKBOXElec電器類FORMCHECKBOXMet金屬類FORMCHECKBOXPT發動機AssessorPhoneNo.評審員電話:Product產品:PhoneNo.電話:FaxNo.傳真:OverallRatingScore得分率：______SupplierContacts:聯系人Position:職位:Result評審結果:____________SQEManger批準：Approvedby批準：RESULTS評審結果Questions問題N/A不適用項PointScoreCorrectiveActionO/L-DateNo.Element要素分數評審建議&總分統計1ManagementResponsibility管理職責4評審建議：2QualitySystem質量體系103ContractReview合同評審14DesignControl設計控制45Purchasing采購66ProductIdentificationandTraceability產品標識及可追溯性17ProcessControl過程控制148InspectionandTesting檢驗和試驗59Inspection,MeasuringandTestEquipment檢驗，測量和試驗設備410ControlofNonconformingProduct不合格品的控制211CorrectiveandPreventiveAction預防和糾正措施312Handling,Storage,PackagingandDelivery搬運，儲存，包裝及交付413InternalQualityAudits內部質量審核4評審總分：應得總分：百分比：14ProductQualityandDeliveryPerformance產品質量和供貨業績515Training培訓416TechanialAssessment(BlackBox)技術評審(BB)(7)Total總計78注：評審總分為實際得分；應得總分為除不適用項項數*5分滿分的理想得分；百分比為評審得分/應得總分的比率

POTENTIALSUPPLIERASSESSMENTREPORT潛在供應商評審報告MANAGEMENTRESPONSIBILITY管理職責ELEMENT1要素1問題Question評審員記錄AssessorNotes得分Score供方是否使用正式的形成文件的全面的業務計劃，包括短期和長期目標和計劃Doesthesupplierutilizeaformal,documented,comprehensivebusinessplanthatincludesshort-termandlonger-termgoalsandplan(s)對從事與質量有關的管理，執行及驗證工作的人員是否規定了他們的職責，權限和相互關系,并形成了文件Hastheresponsibility,authority,interrelationshipofallpersonnelwhomanage,performandverifyworkaffectingqualitybeendefinedanddocumented數據和資料的發展趨勢是否與下列幾個方面進行比較Aretrendsindataandinformationcomparedwith:業務目標的實現,并轉化為可操作的信息以支持:Progresstowardbusinessobjectives,toleadtoappropriateactiontosupport:優先解決與顧客相關的問題developmentprioritiesforresolvingcustomerproblems確定關鍵的與顧客相關的趨勢determinationofkeycustomerrelatedtrends競爭對手Competitors;適當的目標廠家Appropriatebenchmarks.FinancialStability.財務狀況CreditRating.信用等級暫不評分TOTALELEMENTSCORE要素總分

QUALITYSYSTEM質量體系ELEMENT2要素2問題Question評審員記錄AssessorNotes得分Score1、是否已獲得、QS9000、ISO/TS16949第三方的質量體系認證Hasthesupplieracquired,QS9000,ISO/TS16949orotherthirdpartqualitysystemcertifications質量手冊的每個要素是否都有足夠的程序文件(第二層次)支持Arethereadequatesupportingprocedures(level2)foreachelementofthequalitymanual質量策劃過程是否與質量體系的所有其它要求相一致,并以適當的形式形成文件,是否適當考慮了與下列活動有關的質量體系要素:Isthequalityplanningprocessconsistentwithallotherrequirementsofthequalitysystem,documentedinasuitableformat,anddoesitconsiderasappropriatetheelementsofthequalitysystemthataddress:Identificationandacquisitionofallinspection&production/serviceresources確定并配備所有檢驗和生產/服務所需的資源Conductingdesignandprocessfeasibilitystudies進行設計和過程可行性的研究Updatingandmaintenanceofallqualitycontrolandinspectionmethodology更新并保持所有質量控制和檢測手段Identificationofsuitableverificationatappropriatestages確定在適當階段進行合適的驗證Production,installationandservicingprocesseswhichdirectlyaffectquality.直接影響質量的生產，裝配和服務過程PreparationofcontrolplansandFMEA’s制定控制計劃和失效模式及后果分析(FMEAs)Reviewofstandardsandspecifications標準和規范評審在項目管理/先期質量策劃方面是否具有足夠的經驗，并在項目實施過程中能有效的運用DoesthesupplierhaveenoughAPQPexperienceandbecapableofimplementation在項目管理/先期質量策劃方面是否具備足夠的組織、人力資源和設施支持項目的實施Doesthesupplierhavesufficientorganization,humanresourceandinfrastructureforAPQPtosupporttheprogram項目管理/先期質量質量策劃的要求是否同樣運用于其二次供應商DoesthesupplierdemandAPQPforTierIIsupplier是否采用了適當的防錯技術，應包括但不限于在過程,設施，設備和工裝的策劃及在解決問題過程中使用Aremistakeproofingtechniquesutilizedwhereappropriate,whichincludebutarenotlimitedtoplanningofprocess,facilities,equipmentandtooling,andinproblemresolution控制計劃是否按顧客要求包括了樣件，試生產和生產三個階段Docontrolplanscoverthreephases:prototype,pre-launchandproduction,asrequiredbythecustomer當發生下列情況時,控制計劃是否進行適當的評審和更新Arecontrolplansreviewedandupdatedasappropriatewhenanyofthefollowingoccurs:Productorprocesschanges產品或過程變更Processesarefoundtobeunstableornon-capable發現過程不穩定或能力不足Inspectionmethod,frequency,etc.isrevised檢驗方法,頻次等發生改變是否有證據證明在質量(延伸至產品特性)，服務(時間安排和交付)和價格方面實施了持續改進以利于所有顧客Isthereevidenceofcontinuousimprovementinquality(extendingtoproductcharacteristics),service(timinganddelivery)andprice,thatbenefitallcustomersTOTALELEMENTSCORE要素總分CONTRACTREVIEW合同評審ELEMENT3要素3問題Question評審員記錄AssessorNotes得分Score在簽訂生產某種新產品合同前,是否分析并確定了制造該產品的可行性，并形成文件(以小組可行性承諾形式)Ismanufacturingfeasibilityinvestigated,confirmed,anddocumented,(teamfeasibilitycommitmentform)priortocontractingproposedproducts.TOTALELEMENTSCORE要素總分DESIGNCONTROL設計控制ELEMENT4要素4問題Question評審員記錄AssessorNotes得分Score如未經顧客聲明放棄，是否具備下列條件：Dothefollowingexist,ifnotwaivedbythecustomer:Appropriateresourcesandfacilitiesavailabletousecomputeraideddesign,engineeringandanalysis為開展計算機輔助設計，工程和分析工作提供適當的資源及設施IfCAD/CAEissubcontracted,hasthesupplierprovidedtechnicalleadership如果CAD/CAE被分包，供方是否提供技術支持AreCAD/CAEsystemscapableoftwowayinterfacewithcustomersystemsCAD/CAE是否有能力與顧客的系統雙向接口DesignFEMAsforQualityassuranceintheproductdesign&CAE(analysis)results是否針對產品設計及CAE分析結果進行DFMEA是否有記錄證明在設計的適當階段,由適當部門的人員按設計計劃進行正式的文件化的設計評審Arethererecordsofformaldocumenteddesignreviewsbytheappropriatefunctionsconductedatappropriatestagesofdesignperthedesignplan當顧客要求時，供方是否有全面的樣件計劃Whenrequiredbythecustomer,doesthesupplierhaveacomprehensiveprototypeprogram是否進行性能試驗(適用時考慮并包括壽命，耐久性，可靠性)以跟蹤預期的完成情況及符合性Istheperformancetesting(thatconsidersandincludesasappropriatelife,durability,reliability)trackedfortimelycompletionandconformanceTOTALELEMENTSCORE要素總分PURCHASING采購ELEMENT5要素5問題Question評審員記錄AssessorNotes得分Score對分承包方的評價和選擇是否以他們滿足質量體系和質量保證要求的能力為依據Aresubcontractorsevaluatedandselectedbasedontheirabilitytomeetqualitysystemandqualityassurancerequirements是否建立并保存認可的分供方質量記錄PPM和批次合格率表現如何Arequalityrecordsofacceptablesubcontractorsestablishedandmaintained是否對分承包方提出100%按時交付的要求及時性表現如何Is100%ontimedeliveryarequirementofthesubcontractors是否僅允許已認可且具備質量能力的二次供應商供貨DoesthesupplieronlypermitapprovedandqualifiedTierIIsuppliertodeliver原材料/外購件的管理是否做到先進先出、防損傷、儲存時間控制、有序、清潔、標識完整DoesthesupplierdevelopamanagementsystemofFIFO,anti-damnification,controlledstoragetime,orderandclean,completesignforrawmaterialandpurchasedparts是否具備不合格品的隔離倉庫DoesthesupplierhaveisolatedstorageforrejectedproductsTOTALELEMENTSCORE要素總分PRODUCTIDENTIFICATIONANDTRACEABILITY產品標識和可追溯性ELEMENT6要素6問題Question評審員記錄AssessorNotes得分Score當顧客要求時,可追溯性是否得到保持并加以記錄IstraceabilitymaintainedandrecordedwhenrequiredbythecustomerTOTALELEMENTSCORE要素總分4

PROCESSCONTROL過程控制ELEMENT7要素7問題Question評審員記錄AssessorNotes得分Score受控狀態是否包括使用合適的生產，安裝和服務設備并安排適的工作環境,適宜的環境包括但不限于承諾保持有序，清潔和完好狀態是否有通過ISO14001環境管理認證證書是否有通過環境管理“三同時”驗收報告Docontrolledconditionsincludeuseofsuitableproduction,installationandservicingequipment,andsuitableworkingenvironmentincludingbutnotlimitedtomaintainingpremisesinastateoforder.Cleanlinessandrepair是否建立了有效的,有計劃的預防性維護系統以標識關鍵過程設備，提供適當的資源，這個系統是否至少包括：Isthereaneffectiveplannedpreventivemaintenancesystemthatidentifieskeyprocessequipment,providesappropriateresources,andincludesataminimum:Aproceduredescribingplannedmaintenanceactivities描述計劃性維護活動的程序Scheduledmaintenanceactivities定期的維護活動Predictivemaintenancemethods預見性的維護方法Aprocedureprovidingforpackagingandpreservationofequipment,toolingandgauging為設備，工裝和量具提供包裝和防護的程序Availabilityofreplacementpartsforkeymanufacturingequipment隨時可得到關鍵生產設備的備件Documenting,evaluatingandimprovingmaintenanceobjectives文件化，評估和改進維護目標是否為所有負責過程操作的人員提供了文件化的過程監視和作業指導書,這些指導書來源于產品質量先期策劃和控制計劃(APQP)參考手冊或其他等效文件,在工作崗位是否易于得到作業指導書HavedocumentedprocessmonitoringandoperatorinstructionsderivedfromthesourceslistedintheAdvancedProductQualityPlanningandcontrolPlanreferencemanual,orequivalentsources,beenpreparedforallemployeeshavingresponsibilitiesforoperationofprocessesandaretheyaccessibleattheworkstation必要時,過程監視和作業指導書是否包括或參考了以下內容Doprocessmonitoringandoperatorinstructionsincludeorreference,asappropriate:Operationnameandnumberkeyedtoprocessflowdiagram過程流程圖中重要的作業名稱和編號Partnameandpartnumber零件名稱和編號Currentengineeringlevel/date現行工程等級/日期Requiredtools,gaugesandotherequipment所需工具，量具和其他設備Materialidentificationanddispositioninstructions材料的標識和處置指導書CustomerandsupplierdesignatedSpecialCharacteristics顧客和供方規定的特殊特性SPCrequirements統計過程控制(SPC)要求Relevantengineeringandmanufacturingstandards相關的工程和制造標準Inspectionandtestinstructions檢驗和試驗指導書Reactionplan反應計劃Revisiondateandapprovals修訂日期和批準Visualaids目視輔助Toolchangeintervalsandset-upinstructions工具更換周期和作業準備指導書供方是否通過實施且符合控制計劃，過程流程圖，測量技術，抽樣計劃和當未滿足接收準則時的反應計劃來保持或超出PPAP時批準的過程能力或性能DoesthesupplermaintainorexceedtheprocesscapabilityorperformanceasapprovedbyPPAPthroughtheimplementationandadherencetothecontrolplan,processflowdiagram,measurementtechnique,samplingplansandreactionplanswhenacceptancecriteriaisnotmet是否具有合適的生產機器和設備（機器能力、工藝參數保證）Doesthesupplierhaveappropriatemachineandequipment批量生產中所使用的檢驗、測量、試驗設備是否定期校準并能有效的監控產品質量Doesthesuppliercalibrateinspection,testandmeasuringequipmentusedformassproductionandmonitorproductqualityeffectively生產和檢驗環境是否明亮、清潔、有序并符合安全要求Istheplantandtestroomclean,clear,inorderandmeettherequirementofsafety是否按產品的“控制計劃”在生產過程中嚴格執行DoesthesupplierproceedstrictlyaccordingtoControlPlaninproduction生產開始時是否實施相應的認可程序（設備點檢、首件檢驗）Doesthesupplierimplementapprovalprocedure(machineinspection,firstpartinspection)生產現場是否使用SPC、缺陷收集卡、工藝參數記錄卡或其他原始數據卡DoesthesupplieruseSPC,Non-Conformingcollectionworksheet,processparameterrecordandotheroriginalstatistics生產現場物流標識是否清楚表明產品的加工道序和加工狀態，保證不混批不混料Aretheprocessandstatusclearlymarkedtoensurenomixofmaterialsandbatchs生產現場的合格品、不合格品、返工返修件、剩余料是否分開存放和標識Areeligibleproducts,rejectedproducts,reworkedpartsandsparerawmaterialsonsitestoredandmarkedseparately生產現場零件搬運儲存的器具/設備是否與產品/零件特性相適應Doesthemovingandstoringtool/equipmentfitforproduct/part’scharacteristicTOTALELEMENTSCORE要素總分INSPECTIONANDTESTING檢驗和試驗ELEMENT8要素8問題Question評審員記錄AssessorNotes得分Score供方是否能夠確保未按質量計劃和/或形成文件的程序進行檢驗或驗證合格的產品不投入使用或加工(緊急放行除外)Doesthesupplierensurethatincomingproductisnotusedorprocessed(exceptforurgentproductionpurposes),untilithasbeeninspectedorotherwiseverifiedasconformingtospecifiedrequirementsinaccordancewiththequalityplanand/ordocumentedprocedures對未經驗證投入生產的材料是否有明確標識并做好記錄Ispositiveidentificationprovidedandrecordedformaterialusedinproductionbutnotverified供方是否按質量計劃(控制計劃)和/或形成文件的程序對產品進行檢驗試驗Doesthesupplierinspectandtestproductasrequiredbythequalityplan(controlplan)and/orthedocumentedprocedures供方是否能夠在所要求的檢驗和試驗完成或必需的報告收到和驗證前,不將產品放行,除非有可靠的追回程序(見4.10.2.3)Doesthesupplierholdproductuntiltherequiredinspectionsandtestshavebeencompletedornecessaryreportshavebeenreceivedandverified,exceptforreleaseunderpositiverecall(see4.10.2.3)當供方使用獨立/商業性的實驗室時，他們是否經過認可Whenthesupplierusesindependent/commerciallaboratoriesaretheyaccreditedTOTALELEMENTSCORE要素總分INSPECTION,MEASURINGANDTESTEQUIPMENT檢驗、測量和試驗設備ELEMENT9要素9問題Question評審員記錄AssessorNotes得分Score每一臺設備是否都按規定的周期并對照與國際或國家承認的基準有已知有效關系的設備進行校準是否有適宜的環境Iseachpieceofequipmentcalibratedatprescribedintervals,againstcertifiedequipmenthavingaknownvalidrelationshiptointernationallyornationallyrecognizedstandards,andinthecorrectenvironment檢驗，測量和試驗設備的校準過程是否包括以下內容：Doestheprocessforcalibrationofinspection,measuringandtestequipmentincludethefollowing:Typeofequipment設備型號Uniqueidentification唯一性標識Location地點Frequencyofchecks校驗周期Checkmethod校驗方法Acceptancecriteria驗收準則Correctiveaction糾正措施(N/A)供方能否確保檢驗，測量和試驗設備在搬運，防護和儲存期間,其準確性和適用性保持完好Hasthesupplierensuredthatthehandling,preservationandstorageofinspection,measuringandtestequipmentissuchthattheaccuracyandfitnessforuseismaintained對于控制計劃中提到的所有測量系統，是否有證據證明進行了適合的統計研究工作,以分析每種測量和試驗設備測量結果的變差FormeasurementsystemsreferencedintheControlPlanisthereevidencethatappropriatestatisticalstudieshavebeenconductedtoanalyzethevariationpresentintheresultsofeachtypeofmeasuringandtestequipmentsystemTOTALELEMENTSCORE要素總分

CONTROLOFNONCONFORMINGPRODUCT不合格品控制ELEMENT10要素10問題Question評審員記錄AssessorNotes得分Score對不合格品及可疑的材料或產品的標識、記錄、評價、隔離(可行時)和處置是否進行了控制,并通知有關的職能部門Doesthecontrolofnonconformingproductandsuspectmaterialorproductprovideforidentification,documentation,evaluation,segregation(whenpractical),dispositionandfornotificationofallappropriatefunctions對于返修和/或返工后的產品是否按照質量計劃（控制計劃）和/或形成文件的程序進行重新檢驗和/或試驗Arerepairedand/orreworkedproductsre-inspectedand/ortestedaccordingtothequalityplan(controlplan)and/ordocumentedproceduresTOTALELEMENTSCORE要素總分CORRECTIVEANDPREVENTIVEACTION糾正和預防措施ELEMENT11要素11問題Question評審員記錄AssessorNotes得分Score當內部和外部出現不合格或顧客抱怨時,供方是否采取了規范且有效的解決問題的方法Doesthesupplieruseadisciplinedproblemsolvingmethodtoaddressinternalorexternalnonconformances是否定期實施針對產品的內部審核工作Doesthesupplierdevelopinternalauditperiodicallyforprocessandproduct質量改進過程中，是否運用相應的質量方法和質量技術如6sigma，QFD。Doesthesupplierusequalitymethodandqualitytechniquesuchas6sigmaandQFDinqualityimprovementprocessTOTALELEMENTSCORE要素總分HANDLING,STORAGE,PACKAGING,PRESERVATIONANDDELIVERY搬運，儲存，包裝，防護和交付ELEMENT12要素12問題Question評審員記錄AssessorNotes得分Score供方是否采用庫存管理系統以不斷優化庫存周轉期，確保貨物周轉并最大限度地減少庫存量Doesthesupplieruseaninventorymanagementsystemtooptimizeinventoryturns,assurestockrotationandminimizeinventorylevels適用的顧客包裝標準/指南(包括維修零件的包裝標準)是否得遵守Areapplicablecustomerpackagingstandards/guidelines(includingservicepartpackagingstandards)compliedwith是否建立了確保所有裝運材料都按顧客的要求進行標識的系統Hasasystembeendevelopedtoensurethatallmaterialsshippedarelabeledaccordingtocustomerrequirements如果未按照計劃百分之百交付,供方是否有采取糾正措施的證據并且與顧客就交付問題的信息進行溝通Ifthesupplier’sdeliveryperformanceisnot100%toschedule,isthereevidenceofimplementedcorrectiveactions,andofcommunicationregardingdeliveryprobleminformationtothecustomerTOTALELEMENTSCORE要素總分INTERNALQUALITYAUDITS內部質量控制ELEMENT13要素13問題Question評審員記錄AssessorNotes得分Score供方是否按計劃進行內部過程和質量體系的審核Doesthesuppliercarryoutinternalqualitysystemauditsasplanned是否記錄了審核結果并提請責任人員的注意Aretheauditresultsrecordedandbroughttotheattentionoftheresponsiblepersonnel是否及時采取了糾正措施Arecorrectiveactionscarriedoutonatimelybasis是否進行跟蹤審核,以記錄和驗證糾正措施的有效性Aretherefollow-upauditactivitiesforrecordingandverifyingtheeffectivenessofthecorrectiveactionstakenTOTALELEMENTSCORE要素總分PRODUCTQUALITYANDDELIVERYPERFORMANCE產品質量和供貨績效ELEMENT14要素14問題Question評審員記錄AssessorNotes得分Score針對現有的顧客其批量供貨產品的批次合格率表現如何Whataboutthepassingrateofmassproductionforcurrentcustomer記錄暫不評分針對現有的顧客其批量供貨產品的PPM表現如何WhatisthePPMperformanceonsupplier’smassproductpartsforcurrentcustomers記錄暫不評分針對現有的顧客其批量供貨產品的售后市場索賠表現如何Whatisthesupplier’sservicepartsclaimofthemassproductionpartsforcurrentcustomers記錄暫不評分供應商內部生產過程中的產品一次合格率表現如何Whatisthesupplier’sfirsttimepassingrateinitsinternalproductionprocess記錄暫不評分針對現有的顧客其批量供貨產品的供貨及時性表現如何Whatisthesupplier’sdeliveryperformance記錄暫不評分TOTALELEMENTSCORE要素總分TRAINING培訓ELEMENT15要素15問題Question評審員記錄AssessorNotes得分Score是否開展針對公司全體員工的技能素質調查工作（素質矩陣表）Doesthesupplierdevelopabilityinvestigationforalltheemployees(AbilityMatrix)是否根據員工的技能素質調查結果，確定員工的培訓和技能需求，并落實相應的員工培訓計劃Doesthesupplierfullyunderstandtheemployees’trainingdemandandcarryoutinemployees’trainingplanaccordingtoemployeeabilityinvestigation員工的曠工和人員流動表現如何Whataretheemployeeabsenceandturnover是否按照所要求的必要的教育、培訓和/或經驗進行資格考核Arepersonnelqualifiedbaseduponappropriateeducation,trainingrequirementsand/orexperienceasrequiredTOTALELEMENTSCORE要素總分TECHNICALASSESSMENT技術評審ELEMENT16要素16問題Question評審員記錄AssessorNotes得分Score研發計劃R&DPlan：長期和短期的研發計劃是否已經被制定Havelong-termandshort-termR&Dplansbeenestablished長期和短期的研發計劃的制定Establishmentoflong-termandshort-termR&Dplans短期研發計劃Short-termR&Dplan中長期研發計劃Mid-tolongR&Dplan在研發計劃中的每個項目詳細的進展計劃（進度表/人員/設備/預算等）DetailprogressplanperprojectinR&Dplan(Schedule/personnel/equipment/budgetetc.)基于研發計劃上實際的進展控制結果ControlofactualprogressresultbasedonR&Dplans標明顯示出每年新技術和質量目標的怎樣被完成Roadmapshowinghownewtechnologyandqualitygoalsaretobe

achievedeachyear.包含目前產品的改進計劃和結果（績效，可靠性，成本，質量，重量）Inclusionofthecurrentproductimprovementplanandresults

(performance,reliability,cost,quality,weight)每年的研發投資計劃（人員水平，設備）R&Dinvestmentplanforeachyear(personnellevel,equipment)新技術的發展計劃Newtechnologydevelopmentprogram：供應商有沒有不斷和競爭對手比較他的產品并盡力取得進步Doesthesupplierconstantlycompareitsproductswiththosebycompetitorsandtrytomakeimprovements水平基準點（人員、質量、成本、重量、可靠性、形狀、機制的比較）Benchmarking(comparisonofperformance,Quality,cost,weight,

reliability,shape,andmechanism)?計劃和實際結果的水平基準點PlanandactualresultsofBenchmarking?掌握和操作性能的水平基準點Holdingandoperationcapabilityofbenchmarkingroom?文件和數據基礎的水平基準點結果Documentationanddatabaseofbenchmarkingresults制定計劃來縮小與競爭對手產品之間的差距Establishmentofaplantoclosethegapwiththecompetitor'sproducts有沒有定期收集新技術的信息Isinformationgatheringinnewtechnologydoneregularly存在一個團隊負責信息的收集和定期數據分析在技術趨勢方面Existenceofagroupresponsiblefortheinformationgathering&periodic

gatheringofanalysisdataontechnologytrends技術聯盟，戰略聯盟Technicalalliances,strategicalliances智識產權的所有權Ownershipofintellectualproperties：什么樣才是擁有智識產權（專利權，設計注冊，有用的設計）Whataretheintellectualproperties(patent,designregistration,utilitydesign)currentlyowned真實的知識所有權（在過去3年內的）Actualintellectualpropertyownerships(duringthelast3years)知識產權Intellectualpropertyownerships

（在過去5年內的100%,80%,60%,40%,40%↓)(duringthelast5years-100%,80%,60%,40%,40%↓)Σ（知識產權*權重的數字）Σ(Numberofintellectualproperty*weight)研發人員的數字NumberofR&Dmember※-權重：實際應用-3，專利權-1，設計注冊，有用設計Weight:Actualapplication-3,patent-1,design,

utility-應用：50%的權重Application:50%weight研發的投資數據：R&Dinvestmentdata：什么是研發投資到銷售率在過去的3年內WhatistheR&Dinvestmenttosalesratioduringthelast3years研發投資到銷售率（超出4%,3%,低于3%）：基于在財政情況R&Dinvestmenttosalesratio(above4%,3%,below3%):based

onthefinancialstatements在新技術和工藝的研究投資Researchinvestmentinnewtechnology,newtechnique一個可靠的研發機構是獨立運行的嗎HavearesponsibleR&Dorganizationthatisindependentlyrun

（排除產品工程/工藝）(excludingproductionengineering/technology)可信任的研發中心（超過3年，少于3年：3，AccreditedR&Dcenter(over3years,lessthan3years:3,研發部門的組織機構OrganizationofaR&Ddepartment測試實驗室類型研發機構TestlaboratorytypeR&Dorganization外部研發機構的利用UseofoutsideR&Dorganizations產品設計能力：Productdesigncapability：有沒有已經安置了適當的基礎組織為了獨立產品設計工作Haveinstalledproperinfrastructureforindependentproductdesignwork有效的3D/2D造型設備和人員(S/W,H/W)Availabilityofthe3D/2Dmodelingequipment&personnel(S/W,H/W)有效的數學和物理分析專家和設備（模擬能力）Availabilityofthemathematicalandphysicalanalysisspecialistand

equipment(simulationcapability)3D優化設計實例（不包括數學和物理分析數據）Actualexamplesofoptimized3Ddesigns(ex.mathematicalandphysicalanalysisdata)正規的CATIAorPRO-E分析工具的訓練RegulartrainingonCATIAorPRO-Eanalysistools獨立技術達到設計質量Technologyindependencetoachievedesignquality自主技術的持有Holdingofselftechnology外海先進公司或者共同投資的技術支持TechnologysupportingfromoverseasadvancedcompanyorJointventure外海先進公司的技術支持Technologysupportingfromoverseasadvancedcompany總公司的技術支持Technologysupportingfrommothercompany設計和開發人員Design&developmentpersonnel：有沒有適當為滿足客戶項目需求的設計能力和設計專家Havetheappropriatedesigncapabilityanddesignspecialistsforthecustomer’sproject適當水平的設計專家：設計人員占整個雇傭人員的比率(超過7%,超過5%,低于5%)Appropriatelevelofdesignspecialists:designpersonneltototalemployeeratio(over7%,over5%,below5%)設計/開發問題的響應（設計者意見的反映）Responseofdesign/developmentissue(reflectingopinionofdesigner)設計人員的經驗水平（設計經驗）：有著5年或更多經驗的設計人員百分比(超過50%,5