標準解讀

《GB/T 45744-2025 科技評估服務質量控制規范》是一項國家標準,旨在為科技評估服務提供一套質量控制的指導原則與要求。該標準適用于各類科技評估活動,包括但不限于科技成果評價、技術轉移過程中的技術價值評估等,目的是通過建立統一的服務質量管理體系,提升科技評估的專業性、公正性和可靠性。

根據此標準,開展科技評估服務時需遵循一系列具體規定:

  • 范圍界定:明確了本標準適用的對象和服務類型。
  • 術語定義:對關鍵概念進行了詳細解釋,確保各方對于同一詞匯的理解一致。
  • 基本原則:提出了科技評估應遵循的基本準則,如客觀公正、科學合理等。
  • 組織架構與職責:描述了進行科技評估所需具備的機構設置及人員配置要求,以及各自承擔的責任。
  • 流程管理:從項目接受到最終報告發布的整個過程中,規定了每個階段的具體操作步驟和注意事項。
  • 信息收集與處理:強調了數據獲取的重要性,并給出了如何有效搜集、整理并分析相關信息的方法指南。
  • 風險識別與應對:指導評估團隊識別潛在的風險因素,并制定相應的預防措施或解決方案。
  • 文檔記錄:要求在整個評估過程中保持完整且準確的文件記錄,以便于后期審查或追溯。
  • 持續改進機制:鼓勵評估機構定期回顧自身工作表現,尋找可以優化的地方,不斷提升服務水平。


如需獲取更多詳盡信息,請直接參考下方經官方授權發布的權威標準文檔。

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ICS03.120.10

CCSA00

中華人民共和國國家標準

GB/T45744—2025

科技評估服務質量控制規范

Specificationforqualitycontrolofscienceandtechnologyevaluationservice

2025?05?30發布2025?05?30實施

國家市場監督管理總局

國家標準化管理委員會發布

GB/T45744—2025

目次

前言··························································································································Ⅲ

引言··························································································································Ⅳ

1范圍·······················································································································1

2規范性引用文件········································································································1

3術語和定義··············································································································1

4總體要求·················································································································2

5質量控制職責···········································································································2

5.1評估機構負責人職責····························································································2

5.2質量控制部門職責·······························································································2

5.3評估業務部門職責·······························································································2

5.4評估項目負責人職責····························································································3

5.5評估項目組成員職責····························································································3

6評估受理與設計階段質量控制······················································································3

6.1質量要求···········································································································3

6.2質量控制措施·····································································································4

7評估組織與實施階段質量控制······················································································4

7.1質量要求···········································································································4

7.2質量控制措施·····································································································5

8評估報告形成與交付階段質量控制················································································7

8.1質量要求···········································································································7

8.2質量控制措施·····································································································7

9評估結題與后續階段質量控制······················································································8

9.1質量要求···········································································································8

9.2質量控制措施·····································································································8

10評估服務質量評價與改進··························································································9

10.1評價················································································································9

10.2改進················································································································9

附錄A(規范性)評估方案要素和審核要點·······································································10

附錄B(資料性)評估隊伍對評估任務的支撐度·································································11

附錄C(資料性)評估內容和信息基礎對照表····································································12

附錄D(規范性)評估報告質量要求與審核要點·································································13

附錄E(資料性)評估報告審批表···················································································14

附錄F(資料性)評估服務質量評價指標體系····································································15

GB/T45744—2025

附錄G(資料性)評估服務質量檢查表·············································································16

附錄H(資料性)評估服務滿意度調查問卷·······································································17

附錄I(資料性)評估服務質量問題與改進措施對照表·························································18

參考文獻····················································································································19

GB/T45744—2025

前言

本文件按照GB/T1.1—2020《標準化工作導則第1部分:標準化文件的結構和起草規則》的規

定起草。

請注意本文件的某些內容可能涉及專利。本文件的發布機構不承擔識別專利的責任。

本文件由科學技術部提出。

本文件由全國科技評估標準化技術委員會(SAC/TC580)歸口。

本文件起草單位:科技部科技評估中心、中國科技評估與成果管理研究會、中國標準化研究院、

中國計量大學、江蘇省科學技術情報研究所、廣東省技術經濟研究發展中心、中國核能行業協會、上海

科技咨詢有限公司、中科合創(北京)科技成果評價中心、同方知網數字出版技術股份有限公司、廣州生

產力促進中心有限公司、科學技術部國際科技合作中心、北京八月瓜科技有限公司、中智科學技術評價

研究中心、北京市醫藥衛生科技促進中心、浙江省科技評估和成果轉化中心、河南省科技創新促進中心、

中國醫學科學院藥用植物研究所、上海技術交易所有限公司、北京化工大學、浙江大學科技園發展有限

公司、新疆維吾爾自治區科技項目服務中心、江蘇省環境科學學會、福建省科學技術信息研究所、云南

電網有限責任公司昆明供電局、廣東優賽科技有限公司。

本文件主要起草人:徐耀玲、閆萬體、屈明劍、柳春、康鍵、林麗、黎建軍、朱志凌、任曉蕾、羅軍、

侯小星、王艷霞、馮怡、嚴長春、趙洪、何旻昊、劉潤達、李長青、李閩榕、張靜波、何遠智、謝薇、尤施施、

趙寅星、郭旭、顏明峰、宋志國、張國彬、褚如輝、劉擁軍、張艷麗、趙曉鋒、陳璐、彭海媛、何穗暉、

買爾哈巴·買買提依明、馮文軍、尚萌萌、王杭、陸文婷、王金華。

GB/T45744—2025

引言

科技評估除了提供評估結果(通常為評估報告)作為有形產品,也包含了整個評估過程對相關方提

供的無形服務,評估質量由評估全過程構成。本文件圍繞科技評估服務的規范性、可信性和成效等質

量特性,以評估受理與設計、評估組織與實施、評估報告形成與交付、評估結題與后續的全過程為主線,

從評估活動主體和要素的角度,明確各階段的質量要求,提出質量控制措施,并提出了對評估服務進行

質量評價的要求和方法,旨在為各類科技評估活動質量控制提供指導。

本文件借鑒了PDCA循環的質量管理基本方法,根據科技評估質量特性,將科技評估質量控制活

動的過程按照“策劃、實施、檢查、處置”的循環模式展開。本文件的結構如圖1所示。

圖1本文件結構示意圖

GB/T45744—2025

科技評估服務質量控制規范

1范圍

本文件規定了科技評估服務全過程質量控制的總體要求、職能,評估受理與設計、評估隊伍組織與

分工、評估信息采集與分析評價、評估報告形成與交付結題等各階段的質量要求和質量控制措施,以及

科技評估服務質量評價與改進的要求。

本文件適用于科技評估機構和人員開展的科技評估服務,科技評估監督管理部門和委托機構等其

他相關組織機構參照使用。

2規范性引用文件

下列文件中的內容通過文中的規范性引用而構成本文件必不可少的條款。其中,注日期的引用文

件,僅該日期對應的版本適用于本文件;不注日期的引用文件,其最新版本(包括所有的修改單)適用于

本文件。

GB/T40148科技評估基本術語

GB/T44726科技評估人員能力評價規范

3術語和定義

GB/T40148界定的以及下列術語和定義適

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